Wealth Management

Every client relationship handled
with discretion and compliance.

Enhanced due diligence, encrypted document vault, discreet client CRM and full regulatory evidence packs — built for wealth managers, private banks and family offices.

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Wealth Management package from  $1,499/mo

HNWI client relationships carry the highest regulatory scrutiny.

Enhanced due diligence is mandatory

High-net-worth clients require EDD under 6AMLD and EU regulatory guidelines. PEP exposure, source of wealth, beneficial ownership — all must be documented and evidenced.

Estate documents stored insecurely

Trust deeds, wills, investment mandates and estate plans shared over email and stored in generic cloud drives. No access control, no audit trail, no version history.

Client records fragmented

Relationship manager has notes in one system, compliance team has KYC in another, and operations tracks actions in a third. No single view of the client.

Discreet CRM. Rigorous compliance. One platform.

Enhanced due diligence workflows

EDD triggered automatically for HNWI and PEP-adjacent clients. Source of wealth documentation, UBO declaration, ongoing monitoring and re-screening — all documented in one case record.

Relationship-first client CRM

Every client relationship — family members, entities, advisors — mapped and tracked. Investment preferences, life events, communication log and compliance status in one discreet view.

Encrypted estate document vault

Trust deeds, wills, investment mandates and tax documents stored in the encrypted Vault with per-document access controls, version history and full audit log. Share via expiring secure links.

eIDAS e-signature for mandates

Send investment mandates, discretionary agreements and client letters for e-signature. Signed copies archived automatically to Vault. Legally valid across EU jurisdictions.

Governed client communication

HubSecure Mail connects sensitive client correspondence to the CRM record, Vault attachments and audit history.

Regulatory evidence packs

Generate compliance evidence packs on demand — KYC documentation, EDD records, screening results and audit trail — ready for FCA, BaFin, or FINMA inspection at any time.

Wealth Management Compliance package

AML / KYC (EDD)
CRM
Secure Vault
Encrypted Mail
Sheets
Sign
RBAC + Audit Logs
Service Desk

Built for the strictest regulatory standards.

Every team in your firm has a dedicated view.

Partners & Principals Compliance & AML IT & Security Relationship Managers
Your regulated workflow

Wealth management workflow with proof at every step.

From prospect intake to regulatory reporting — every client interaction, investment decision and approval is documented and ready for FCA, BaFin, or FINMA inspection.

STEP 01
Prospect Intake
CRM
✓ Evidence logged
STEP 02
Suitability Assessment
QMS
✓ Evidence logged
STEP 03
KYC / AML (EDD)
Sentinel
✓ Evidence logged
STEP 04
Portfolio Setup
Banking + Sign
✓ Evidence logged
STEP 05
Ongoing Monitoring
Sentinel + AI Operator
✓ Evidence logged
STEP 06
Rebalancing Approval
Sign
✓ Evidence logged
STEP 07
Client Reporting
AI Operator
✓ Evidence logged
STEP 08
Regulatory Reporting
QMS
✓ Evidence logged
STEP 09
Audit Evidence
Evidence Timeline
✓ Evidence logged
Evidence created

Proof generated automatically from your wealth management workflow.

Client profile
KYC records
Investment decisions
Approval logs
Client reports
Regulatory filings
See Evidence Timeline →
Modules used in this workflow
CRM Sentinel Banking AI Operator Sign Evidence Timeline QMS
Wealth Management

EDD. Encrypted Vault. Discreet CRM.
From $1,499/mo.

Book a demo and see how HubSecure handles the compliance and operational complexity of HNWI client relationships.

6AMLD aligned · Singapore-hosted · EU Q3 2026 · EU / FCA ready

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